Where does anaesthesia take you?
Millions of people a year are switched off and back on, and the difference between not responding and not being there is measurable but not routinely measured.
The question
The patient is told to count backwards and does not finish. Hours pass in no time at all.
What happened in between is the clearest natural experiment on consciousness anybody has, and it is performed tens of thousands of times a day in the United States alone, for other reasons.
What is established
Known. Strongly supported by evidence and broadly established.
Strongly supported by evidence and broadly established.
Unresponsive is not the same as unconscious
Anaesthetic agents act on movement, memory and awareness through partly separate routes. A patient can be immobile and amnesic while some form of experience continues. Sleep shows the reverse: people who sleepwalk respond to their surroundings without being conscious.
The isolated forearm technique keeps one arm free of the paralysing drug and asks the patient to squeeze a hand. In the older studies that did this during surgery or laryngoscopy, a median of 37 per cent of patients responded. The range ran from none of them to all of them, and the review that collected them declined to pool them. Two multicentre studies since have found fewer: 4.6 per cent of 260 adults after intubation in routine practice, and 11 per cent of 338 aged 18 to 40. In the first, none of the 253 asked after surgery recalled anything from during it.
Two anaesthetists, a psychiatrist and a neurologist made this argument in an anaesthesiology journal in 2012, against the assumption that a patient who does not respond is a patient who is not there. Absence of response is absence of evidence about experience.
4 sources for this passage. Show them.
- Unresponsiveness is not the same as unconsciousnessSanders, Tononi, Laureys and Sleigh, Anesthesiology · 2012
- Towards a comprehensive understanding of anesthetic mechanisms of action: a decade of discoveryHemmings and others, Trends in Pharmacological Sciences · 2019
- Incidence of Connected Consciousness after Tracheal Intubation: A Prospective, International, Multicenter Cohort Study of the Isolated Forearm TechniqueSanders and others, Anesthesiology · 2017
- Connected consciousness after tracheal intubation in young adults: an international multicentre cohort studyLennertz and others, British Journal of Anaesthesia · 2023
There is a measurement
A magnetic pulse delivered to the cortex produces a pattern of activity that echoes across the brain. In a conscious person the echo is complex: widespread, differentiated, long-lasting. In dreamless sleep, or under propofol, midazolam or xenon, it either stays short and local or spreads as one stereotyped wave. Under ketamine, after which people report vivid experiences, it stays complex.
Compressing that response into a single number gives an index. In the 2013 study that introduced it, 32 healthy subjects were measured awake and 24 of them again asleep or anaesthetised: nothing unconscious scored above 0.31 and nothing awake below 0.44. Two locked-in patients, who could answer only by moving their eyes, scored in the waking range. That study called itself hypothesis-generating. In 2016 a benchmark of 150 people, each able to report at the time or afterwards, gave a cutoff, again 0.31, that separated reported experience from its absence without an error in either direction, and it detected 94.7 per cent of minimally conscious patients.
It is a research instrument, not a monitor. The depth gauges used in surgery read the spectral content of the EEG, which is a related quantity and not the same one. They vary between people and between agents, and they have not reliably told a conscious brain-injured patient from an unconscious one.
What the perturbation shows
- Observed
- A pulse produces a long, spatially differentiated response.
- Inferred
- The cortex is integrating across regions. Every awake subject tested looks like this.
- Observed
- The same pulse produces a brief, local response, or one stereotyped wave.
- Inferred
- Dreamless sleep, or anaesthesia with propofol, midazolam or xenon. The parts either stop talking to one another or all say the same thing.
- Observed
- A patient who cannot respond produces the complex response.
- Inferred
- Perhaps someone is there: 9 of 43 patients in a vegetative state did this, and the authors say they may keep a capacity for consciousness. This is the case behaviour alone could get wrong, and it is the reason the index exists.
3 sources for this passage. Show them.
- A Theoretically Based Index of Consciousness Independent of Sensory Processing and BehaviorCasali and others, Science Translational Medicine · August 2013
- Stratification of Unresponsive Patients by an Independently Validated Index of Brain ComplexityCasarotto and others, Annals of Neurology · November 2016
- Unresponsiveness is not the same as unconsciousnessSanders, Tononi, Laureys and Sleigh, Anesthesiology · 2012
What is not measured in practice
Uncertain. Meaningful scientific, historical or philosophical disagreement remains.
Meaningful scientific, historical or philosophical disagreement remains.
How often awareness happens anyway
Reported awareness during general anaesthesia is rare, and how rare depends on how the question is asked. A structured interview of 19,575 patients at seven American academic centres found 25 cases, roughly one in 800. A British national audit that counted the reports made to it found about one in 19,600.
Memory is the confounder. An agent that prevents encoding produces a patient who reports nothing regardless of what occurred, which means the honest quantity being measured is remembered awareness.
3 sources for this passage. Show them.
- The incidence of awareness during anesthesia: a multicenter United States studySebel and others, Anesthesia & Analgesia · 2004
- 5th National Audit Project (NAP5) on accidental awareness during general anaesthesia: summary of main findings and risk factorsPandit and others, British Journal of Anaesthesia · 2014
- Unresponsiveness is not the same as unconsciousnessSanders, Tononi, Laureys and Sleigh, Anesthesiology · 2012
What the drugs actually do
The molecular targets are known in some detail, down to anaesthetic binding sites resolved by structural biology. The step from a receptor to the disappearance of experience is not, and different agents reach the same endpoint by different routes.
That gap is the reason anaesthesia is interesting rather than merely useful. It is a switch whose mechanism nobody can yet describe in full.
2 sources for this passage. Show them.
An hour with no memory of it and an hour with nothing in it produce the same report.
The part reports cannot reach
Unknown. Humanity does not currently have a satisfactory answer.
Humanity does not currently have a satisfactory answer.
Whether the interval is empty
Open. A question no research, historical or scientific or theological, has resolved to general agreement.
Dreamless sleep, anaesthesia and the gap between are usually described as nothing happening. The evidence for that rests on the absence of a report afterwards, which is exactly what an agent that blocks memory would produce. Even the complexity index was calibrated against those reports, and its authors warn that people can be conscious and then forget.
No report made afterwards can tell an experience that did not occur from one that left no trace, and that limit is permanent. A hand that squeezes shows that someone was there. Nothing yet shows that no one was.
3 sources for this passage. Show them.
- Unresponsiveness is not the same as unconsciousnessSanders, Tononi, Laureys and Sleigh, Anesthesiology · 2012
- Incidence of Connected Consciousness after Tracheal Intubation: A Prospective, International, Multicenter Cohort Study of the Isolated Forearm TechniqueSanders and others, Anesthesiology · 2017
- Stratification of Unresponsive Patients by an Independently Validated Index of Brain ComplexityCasarotto and others, Annals of Neurology · November 2016
The evidence
Primary research, scientific institutions and archives. Links open at the publisher.
- The incidence of awareness during anesthesia: a multicenter United States studySebel and others, Anesthesia & Analgesia · 2004
- Unresponsiveness is not the same as unconsciousnessSanders, Tononi, Laureys and Sleigh, Anesthesiology · 2012
- 5th National Audit Project (NAP5) on accidental awareness during general anaesthesia: summary of main findings and risk factorsPandit and others, British Journal of Anaesthesia · 2014
- A Theoretically Based Index of Consciousness Independent of Sensory Processing and BehaviorCasali and others, Science Translational Medicine · August 2013
- Towards a comprehensive understanding of anesthetic mechanisms of action: a decade of discoveryHemmings and others, Trends in Pharmacological Sciences · 2019
- Stratification of Unresponsive Patients by an Independently Validated Index of Brain ComplexityCasarotto and others, Annals of Neurology · November 2016
- Incidence of Connected Consciousness after Tracheal Intubation: A Prospective, International, Multicenter Cohort Study of the Isolated Forearm TechniqueSanders and others, Anesthesiology · 2017
- Connected consciousness after tracheal intubation in young adults: an international multicentre cohort studyLennertz and others, British Journal of Anaesthesia · 2023
The lights going out
Sleep, dreams, anaesthesia and a divided brain, four ways of asking what has to be present for anyone to be there, then why there is experience at all and whether a machine could have it.
03 of 06This question is stop 3 of 6 on The lights going out, a route through the Ocean of Mind.Where this question leads
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