What happened to the Neanderthals?
They disappear from the record about forty thousand years ago, and everyone with ancestry from outside Africa carries a small amount of their DNA.
The question
For a long time the story was replacement: a superior newcomer arrives and the incumbent vanishes, quickly and completely.
The genome complicated that in 2010, and better dating complicated it again in 2014.
What is established
Known. Strongly supported by evidence and broadly established.
Strongly supported by evidence and broadly established.
They interbred with us
The draft Neanderthal genome, published in 2010 from bones in Croatia, showed that people outside Africa share more variants with Neanderthals than African populations do, which is what interbreeding after the migration out of Africa would produce.
The proportion is small. The draft genome put it at one to four per cent of non-African genomes and later work narrowed it to about two, and the segments differ from person to person, so the total surviving Neanderthal genome is much larger than any individual’s share: one study recovered about a fifth of it from 665 people.
4 sources for this passage. Show them.
- A Draft Sequence of the Neandertal GenomeGreen and others, Science · May 2010
- The complete genome sequence of a Neanderthal from the Altai MountainsPrufer and others, Nature · December 2013
- Resurrecting Surviving Neandertal Lineages from Modern Human GenomesVernot and Akey, Science 343 · February 2014
- Neandertals revisedRoebroeks and Soressi, Proceedings of the National Academy of Sciences 113 · 2016
The disappearance has been redated
A 2014 study dated forty sites from Spain to Russia with improved radiocarbon methods. Contamination that older treatments of bone had failed to remove made many earlier dates too young, and most claims of a late Neanderthal survival rested on them.
The result places the end of the Mousterian, the stone-tool tradition taken as the mark of Neanderthals, between about 41,000 and 39,000 years ago, reached at different times in different regions. One team still argues that Neanderthals held on south of the Ebro in Iberia until about 37,000 years ago; radiocarbon specialists, including members of the 2014 team, found the southern dates behind earlier claims of this kind unreliable.
It also puts modern humans in Europe alongside them for between about 2,600 and 5,400 years, though not necessarily in the same places: a 2022 estimate for France and northern Spain puts the overlap there at about 1,400 to 2,900 years.
Genomes have since narrowed the other end of it. Sequencing the earliest modern humans in Europe traced the Neanderthal ancestry shared by all non-Africans to a single admixture event, roughly 45,000 to 49,000 years ago; a study of more than 300 genomes spanning 50,000 years puts it in one extended period between about 50,500 and 43,500 years ago. Some early Europeans had a Neanderthal ancestor within the previous ten to twenty generations, so encounters went on after that, but the mixing people alive today carry came almost entirely before the disappearance rather than through it.
Three things the record does not support
- They were replaced quickly by a smarter species.
- The overlap lasted thousands of years, and Neanderthals made tools, used pigments, and at least some buried their dead.
- They died out completely.
- Their DNA is in everyone with ancestry from outside Africa, in small amounts and in different pieces.
- They vanished everywhere at once.
- The redated sites show the record ending at different times in different regions. Whether some held on in southern Iberia until about 37,000 years ago is still argued.
7 sources for this passage. Show them.
- The timing and spatiotemporal patterning of Neanderthal disappearanceHigham and others, Nature · August 2014
- Neandertals revisedRoebroeks and Soressi, Proceedings of the National Academy of Sciences 113 · 2016
- Radiocarbon dating casts doubt on the late chronology of the Middle to Upper Palaeolithic transition in southern IberiaWood and others, Proceedings of the National Academy of Sciences 110 · February 2013
- Precise dating of the Middle-to-Upper Paleolithic transition in Murcia (Spain) supports late Neandertal persistence in IberiaZilhão and others, Heliyon 3 · November 2017
- Optimal linear estimation models predict 1400–2900 years of overlap between Homo sapiens and Neandertals prior to their disappearance from France and northern SpainDjakovic, Key and Soressi, Scientific Reports 12 · October 2022
- Earliest modern human genomes constrain timing of Neanderthal admixtureSümer and others, Nature · 2024
- Neanderthal ancestry through time: Insights from genomes of ancient and present-day humansIasi and others, Science 386 · December 2024
A population can end without anyone defeating it.
What is not
Uncertain. Meaningful scientific, historical or philosophical disagreement remains.
Meaningful scientific, historical or philosophical disagreement remains.
Why they went and we stayed
Candidate explanations include climate change, disease, competition in which modern humans held some advantage (a broader diet, a more efficient way of making a living, greater cognitive capacity), absorption through interbreeding, and demographic accident: small, thinly spread populations are vulnerable to inbreeding and ordinary bad luck over long periods.
The last of these needs no superiority on anyone’s part. Two models of a population the size genetic estimates give Neanderthals find that inbreeding, the difficulty of finding mates at low density and chance might have been enough to end it, with no competitor at all. A review of the decade of evidence to 2016 holds that the genetic and archaeological data “falsify inferences to the effect that” Neanderthals were behavioural outliers beside their African contemporaries, which weakens accounts built on modern human superiority. Its authors still see some form of competition at the end: modern humans outbreeding and absorbing a sparse population.
A model with no selective advantage in it anywhere, only repeated migration out of Africa and neutral drift, predicts the replacement on its own and cannot be rejected over a wide range of parameters. Its authors offer it as a null hypothesis rather than as an answer, which is the right way to hold it. Critics answer that demography cannot stand alone, because a population’s size is tangled up with its competitors and its environment.
4 sources for this passage. Show them.
- A parsimonious neutral model suggests Neanderthal replacement was determined by migration and random species driftKolodny and Feldman, Nature Communications 8 · 2017
- Inbreeding, Allee effects and stochasticity might be sufficient to account for Neanderthal extinctionVaesen and others, PLOS ONE 14 · November 2019
- Neandertals revisedRoebroeks and Soressi, Proceedings of the National Academy of Sciences 113 · 2016
- Not by demography alone: Neanderthal extinction and null hypotheses in paleoanthropological explanationCurrie and Meneganzin, Biology and Philosophy 37 · November 2022
What the surviving DNA does
Some inherited variants are associated with traits of skin and hair, and others with the risk of diseases including lupus, Crohn’s disease and type 2 diabetes. Mapping the ancestry across the genome found stretches of millions of base pairs carrying almost none of it, and much less than elsewhere on the X chromosome and in genes expressed in the testes, which suggests selection removed much of it.
Interpreting individual associations is difficult and the popular versions run far ahead of the evidence.
2 sources for this passage. Show them.
The evidence
Primary research, scientific institutions and archives. Links open at the publisher.
- The genomic landscape of Neanderthal ancestry in present-day humansSankararaman and others, Nature · March 2014
- The complete genome sequence of a Neanderthal from the Altai MountainsPrufer and others, Nature · December 2013
- A Draft Sequence of the Neandertal GenomeGreen and others, Science · May 2010
- The timing and spatiotemporal patterning of Neanderthal disappearanceHigham and others, Nature · August 2014
- Neandertals revisedRoebroeks and Soressi, Proceedings of the National Academy of Sciences 113 · 2016
- A parsimonious neutral model suggests Neanderthal replacement was determined by migration and random species driftKolodny and Feldman, Nature Communications 8 · 2017
- Earliest modern human genomes constrain timing of Neanderthal admixtureSümer and others, Nature · 2024
- Resurrecting Surviving Neandertal Lineages from Modern Human GenomesVernot and Akey, Science 343 · February 2014
- Radiocarbon dating casts doubt on the late chronology of the Middle to Upper Palaeolithic transition in southern IberiaWood and others, Proceedings of the National Academy of Sciences 110 · February 2013
- Precise dating of the Middle-to-Upper Paleolithic transition in Murcia (Spain) supports late Neandertal persistence in IberiaZilhão and others, Heliyon 3 · November 2017
- Optimal linear estimation models predict 1400–2900 years of overlap between Homo sapiens and Neandertals prior to their disappearance from France and northern SpainDjakovic, Key and Soressi, Scientific Reports 12 · October 2022
- Neanderthal ancestry through time: Insights from genomes of ancient and present-day humansIasi and others, Science 386 · December 2024
- Inbreeding, Allee effects and stochasticity might be sufficient to account for Neanderthal extinctionVaesen and others, PLOS ONE 14 · November 2019
- Not by demography alone: Neanderthal extinction and null hypotheses in paleoanthropological explanationCurrie and Meneganzin, Biology and Philosophy 37 · November 2022
Where this question leads
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